Broker Check

Getting Started

Successfully navigating your transition

Cape’s focus is supporting independent financial professionals across the nation. If you are a financial professional seeking the path to true independence, with back office support who will be your liaison for full-service investment management, investment advisory services, life insurance solutions, as well as property & casualty asset protection, then Cape can help show you the way.

Choosing which Investment Advisor to join is one of the biggest decisions you can make. While the transition period is often a time of challenge and uncertainty, it is also an opportunity to revamp your business for improved performance and growth. At Cape, we are committed to helping you successfully navigate the process from beginning to end. This is why we assign a Personal Transition Specialist to help you make the switch and transfer your clients as smooth as possible.

Contact Us