Broker Check


Supporting independent advisors’ needs & realities

Like you, we are creative entrepreneurs at heart. No financial challenge is too big or too small. Beyond compliance and consultation, we address many vital areas for RIA growth that other firms do not. We offer investment adviser representatives not only advanced platforms and investment management opportunities but also comprehensive support services to manage and develop your practice.

Cape provides you with access to flexible technology and support you need to be truly independent. We are committed to remaining flexible and open to adding new relationships for you to utilize. As a representative in our alliance, you have the opportunity to collaborate and network with fellow producers and industry experts. Our home office support is available to assist you in all areas of wealth management. We can help you locate new growth streams, learn new case development techniques, and identify the qualities that differentiate you as an independent financial advisor.

Contact Us